Audit work
AML Control Walkthrough
A focused walkthrough of customer due diligence, monitoring alerts, and escalation files for fintech payment and remittance programmes.
What we examine
We follow a customer from onboarding through monitoring alerts and, where present, suspicious activity escalation. Sampling covers high-risk corridors, politically exposed persons, and cases closed without escalation. Training records and sanctions screening evidence sit beside the file review so gaps in practice — not only policy wording — appear in the findings.
Deliverable
A concise walkthrough report with exception tables, thematic observations, and recommended corrective actions sized for a compliance committee agenda. We stop short of filing reports with authorities; that duty remains with your nominated officer.